COMPANYSYMBOLTYPEPRICESharesTrade DateUNDERWRITER (S)
Capnia, Inc.CAPNIPO$6.50-$8.501.65 million11/13/2014Maxim Group LLC
Cerecor, Inc.CERCIPO$6.00-$7.004 million10/15/2015Maxim Group LLC
Check-Cap Ltd.CHEKUIPO$10.00-$12.002 million2/19/2015Chardan Capital Markets, LLC, Maxim Group LLC
China For-GenCFGIPO$3.50-$4.004 million shares0/0/0Maxim Group LLC, National Securities
ContraFect CorporationCFRXUIPOPriced at $6.006 million7/29/2014Maxim Group LLC
Dermtech InternationalDMTKIPOTBDTBD0/0/0Maxim Group LLC
Digital Cinema DestinationsDCINIPO$6.00-$8.002.2 million4/17/2012Maxim Group LLC, Dominick & Dominick
ECM Energy Services, Inc.ECMEIPO$7.00-$9.002.5 million0/0/0Maxim Group LLC
Galmed Pharmaceuticals Ltd.GLMDIPOPriced at $13.502.84 million3/13/2014Maxim Group LLC
Opgen, Inc.OPGNIPO$8.00-$10.002.85 million5/5/2015Maxim Group LLC
OphthaliXTBDIPOTBDTBD0/0/0Maxim Group LLC
PLX PharmaPLXPIPO$17.00-$19.003.8 million0/0/0Raymond James, Maxim Group LLC
West Coast Realty TrustWCRTIPOTBDTBD0/0/0Maxim Group LLC

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